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Ashton Thomas Tate

Sprott Asset Management USA Inc.

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About Ashton Thomas Tate

Ashton Thomas Tate is a registered investment advisor representative with Sprott Asset Management USA Inc., and has been in the financial industry for less than a year. Ashton Tate is registered with the state of California. Ashton Tate is a Series 7, Series 66, and SIE licensed advisor with Sprott Asset Management USA Inc. Ashton Tate specializes in portfolio management for businesses, individuals, investment companies and pooled investment vehicles.

Firm Information

Ashton Tate is currently registered with Sprott Asset Management USA Inc.. Sprott Asset Management USA Inc. is an investment adviser registered with the SEC and located in Darien, CT. The firm manages approximately $1 billion to $10 billion in assets and provides portfolio management services to individuals, businesses, pooled investment vehicles, and investment companies. They specialize in managing assets for clients in the following categories: high-net-worth individuals, pension and profit-sharing plans, corporations or other businesses, individuals other than high-net-worth, and investment companies. The firm's regulatory assets under management are $4.6 billion.
Sprott Asset Management USA Inc.

320 POST ROAD

DARIEN, CT 06820

$4.60B

Assets Under Management

Not reported

Total Clients

20

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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portfolio management for investment companies

Strategic management for diversified investment portfolios.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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performance-based fees

Fees calculated based on the performance of your investments relative to a benchmark.

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Ashton Tate’s Registration & Firm History

CT

04/17/2023 - Present

Sprott Asset Management USA Inc. (DARIEN CT)

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Licenses & Designations

BOTH

Issued 03/20/2023

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/25/2022

Series 7TO - General Securities Representative Examination

BC

Issued 08/29/2022

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Ashton Thomas Tate.
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