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Ashton Brock Evans

Fidelity Brokerage Services LLC

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About Ashton Brock Evans

Ashton Brock Evans is a financial advisor who joined Fidelity Brokerage Services LLC in 2023. Prior to that, Ashton Brock Evans was a registered representative with Merrill Lynch, Pierce, Fenner & Smith Incorporated. Ashton Brock Evans holds Series 7, Series 63, and SIE licenses. Ashton Brock Evans is registered with the state of Rhode Island and 52 other states.

Firm Information

Ashton Evans is currently registered with Fidelity Brokerage Services LLC. Fidelity Brokerage Services LLC is a Limited Liability Company formed on June 8, 2000. The firm is registered in 53 states and is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

6,116

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Ashton Evans’s Registration & Firm History

RI

03/30/2023 - Present

Fidelity Brokerage Services LLC (SMITHFIELD RI)

FL

03/15/2022 - 05/12/2022

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (JACKSONVILLE FL)

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Licenses & Designations

BC

Issued 04/14/2023

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/15/2022

Series 7TO - General Securities Representative Examination

BC

Issued 07/28/2021

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

New York Stock Exchange

Disclosures

There are no public disclosures for Ashton Brock Evans.
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