Unclaimed
Ashton Brock Evans is a financial advisor who joined Fidelity Brokerage Services LLC in 2023. Prior to that, Ashton Brock Evans was a registered representative with Merrill Lynch, Pierce, Fenner & Smith Incorporated. Ashton Brock Evans holds Series 7, Series 63, and SIE licenses. Ashton Brock Evans is registered with the state of Rhode Island and 52 other states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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RI
03/30/2023 - Present
Fidelity Brokerage Services LLC (SMITHFIELD RI)
FL
03/15/2022 - 05/12/2022
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (JACKSONVILLE FL)
BC
Issued 04/14/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/15/2022
Series 7TO - General Securities Representative Examination
BC
Issued 07/28/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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