Unclaimed
Ashraf Majid is a securities professional with a strong focus on the financial services industry. Ashraf holds the Series 7TO, SIE, and Series 24 licenses and is currently registered with Smbc Nikko Securities America, Inc. Ashraf has been working in the industry since August 2020.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
08/26/2020 - Present
Smbc Nikko Securities America, Inc. (NEW YORK NY)
BC
Issued 05/04/2021
Series 24 - General Securities Principal Examination
BC
Issued 08/26/2020
Series 7TO - General Securities Representative Examination
BC
Issued 01/31/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
N
NYSE Arca, Inc.
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