Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ashraf? Claim Your ProfileAshraf Elghandour is a financial advisor with UBS Financial Services Inc. Ashraf has been in the industry since 1988. Ashraf has been registered with UBS Financial Services Inc. since 2012 and has been registered with Morgan Stanley Smith Barney, Morgan Stanley & Co. Incorporated, Morgan Stanley DW Inc., Salomon Smith Barney Inc. and Lehman Brothers Inc. in the past. Ashraf is licensed to provide financial advice in Florida, Georgia, Illinois, Kentucky, New Jersey, New York, North Carolina, Pennsylvania, South Carolina, Texas, and Virginia. Ashraf has passed the Series 3, Series 7, Series 9, Series 10, Series 63, and Series 65 exams. Ashraf specializes in portfolio management, financial planning, pension consulting, educational seminars and publication of periodicals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NJ
03/07/2012 - Present
UBS Financial Services Inc. (FLORHAM PARK NJ)
NJ
06/01/2009 - 02/27/2012
MORGAN STANLEY SMITH BARNEY (FAIRFIELD NJ)
NJ
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (SHORT HILLS NJ)
NJ
10/05/2001 - 04/02/2007
MORGAN STANLEY DW INC. (SHORT HILLS NJ)
NY
07/31/1993 - 10/11/2001
SALOMON SMITH BARNEY INC. (NEW YORK NY)
NY
05/12/1988 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
IA
Issued 06/01/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/29/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/04/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/29/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/25/1988
Series 3 - National Commodity Futures Examination
BC
Issued 03/19/1988
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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