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Ashok R Patel

Transamerica Financial Advisors, Inc.

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About Ashok R Patel

Ashok R Patel is a financial advisor who is registered with Transamerica Financial Advisors, Inc. and has been in the industry since January 2004. Ashok is licensed to offer securities in Connecticut, New Jersey, and New York. Ashok's specialties include providing financial planning and portfolio management services to individuals. Ashok has experience working with a variety of clients, including high-net-worth individuals, individuals other than high-net-worth, charitable organizations, and pension and profit-sharing plans.

Firm Information

Ashok Patel is currently registered with Transamerica Financial Advisors, Inc.. Transamerica Financial Advisors, Inc. is a registered investment advisor with over 1,100 investment advisor representatives, managing $1 billion to $10 billion in client assets. The firm offers a range of services, including portfolio management for individuals, selection of other advisors, and wrap fee program participation. It has been in business since 1984 and is headquartered in St. Petersburg, FL. The firm serves a diverse clientele, including individuals, high-net-worth individuals, pension plans, corporations, charitable organizations, and other institutions.
Transamerica Financial Advisors, Inc.

570 CARILLON PARKWAY

ST PETERSBURG, FL 33716-1202

$1.62B

Assets Under Management

Not reported

Total Clients

2,487

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Ashok Patel’s Registration & Firm History

NY

10/26/2022 - Present

Transamerica Financial Advisors, Inc. (NEW YORK NY)

NY

01/06/2012 - 09/27/2022

TRANSAMERICA FINANCIAL ADVISORS, INC (NEW YORK NY)

NY

03/16/2011 - 01/06/2012

WORLD GROUP SECURITIES, INC. (NEW ROCHELLE NY)

CT

09/14/2009 - 12/31/2010

TRANSAMERICA FINANCIAL ADVISORS, INC (BERLIN CT)

CT

01/23/2008 - 03/10/2009

SIGNATOR INVESTORS, INC. (ROCKY HILL CT)

CT

12/19/2002 - 10/23/2007

SIGNATOR INVESTORS, INC. (ROCKY HILL CT)

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Licenses & Designations

IA

Issued 04/27/2012

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 01/22/2003

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/16/2002

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Ashok R Patel.
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