Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ashok? Claim Your ProfileAshok Kumar Bhatia is a financial advisor with Neuberger Berman BD LLC. Ashok has been in the financial industry since 2005. Ashok is registered to provide investment advice in Illinois and New York. Ashok holds the Series 63, SIE, Series 7 and Series 55 licenses and has the Chartered Financial Analyst designation. Ashok is currently employed by Neuberger Berman BD LLC in Chicago. Ashok was previously employed by Reliant Trading in St. Francis and Shepherd Trading Limited in St. Francis, WI.
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A percentage of the total value of assets under management is charged.
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IL
03/29/2021 - Present
Neuberger Berman BD LLC (CHICAGO IL)
WI
08/24/2005 - 07/06/2007
RELIANT TRADING (ST. FRANCIS WI)
WI
08/24/2005 - 03/05/2007
SHEPHERD TRADING LIMITED (ST. FRANCIS WI)
BC
Issued 11/09/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/28/2018
Series 7 - General Securities Representative Examination
BC
Issued 10/31/2005
Series 55 - Limited Representative-Equity Trader Exam
Active
Inactive
F
FINRA
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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