Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ashok? Claim Your ProfileAshok Sanghavi is a financial advisor with over 20 years of experience in the industry. Ashok is a Certified Financial Planner (CFP) who holds a Series 6, Series 7, Series 63, and Series 65 licenses. Ashok works at Hornor, Townsend & Kent, LLC. Ashok's current registration is with Indiana as an Investment Adviser Representative (IAR). Ashok has previous experience working for various firms including First Heartland Capital, Inc., Harbour Investments, Inc., FSC Securities Corporation, MetLife Securities Inc., Metropolitan Life Insurance Company, NYLIFE Securities Inc., and American Express Financial Advisors Inc. Ashok's areas of specialization include Retirement Planning, College Savings, Estate Planning, Insurance Planning, and Long-Term Care Planning. Ashok is committed to providing clients with personalized financial advice to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Trail commissions, distribution assistance fees
1
2
IN
11/01/2023 - Present
Hornor, Townsend & Kent, LLC (Elkhart IN)
IN
08/28/2008 - 11/02/2009
FIRST HEARTLAND CAPITAL, INC. (ELKHART IN)
IN
03/09/2007 - 09/02/2008
HARBOUR INVESTMENTS, INC. (ELKHART IN)
IN
11/13/2000 - 03/12/2007
FSC SECURITIES CORPORATION (ELKHART IN)
MA
07/15/1999 - 11/14/2000
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
07/15/1999 - 11/14/2000
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
NY
08/20/1996 - 07/21/1999
NYLIFE SECURITIES INC. (NEW YORK NY)
NA
03/20/1989 - 07/03/1989
NYLIFE SECURITIES INC.
NA
09/20/1988 - 01/10/1989
AMERICAN EXPRESS FINANCIAL ADVISORS INC.
NA
09/20/1988 - 01/10/1989
IDS LIFE INSURANCE COMPANY
IA
Issued 11/09/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/19/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/13/2024
SIE - Securities Industry Essentials Examination
BC
Issued 01/05/1998
Series 7 - General Securities Representative Examination
BC
Issued 08/19/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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