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Ashly Nicole Serna

Fidelity Brokerage Services LLC

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About Ashly Nicole Serna

Ashly Nicole Serna is a registered representative with Fidelity Brokerage Services LLC, licensed in 53 states and the District of Columbia. Ashly holds the Series 7TO, Series 63 and SIE licenses. Ashly has been in the industry for over 6 months.

Firm Information

Ashly Serna is currently registered with Fidelity Brokerage Services LLC. Fidelity Brokerage Services LLC is a Limited Liability Company formed on June 8, 2000. The firm is registered in 53 states and is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

6,116

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Ashly Serna’s Registration & Firm History

FL

05/30/2023 - Present

Fidelity Brokerage Services LLC (JACKSONVILLE FL)

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Licenses & Designations

BC

Issued 06/08/2023

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/30/2023

Series 7TO - General Securities Representative Examination

BC

Issued 04/20/2023

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

New York Stock Exchange

Disclosures

There are no public disclosures for Ashly Nicole Serna.
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