Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ashli? Claim Your ProfileAshli Estes is a financial advisor with over 20 years of experience in the industry. Ashli is a Registered Representative and Investment Advisor Representative. Ashli is currently employed by LPL Financial LLC. Ashli has held previous positions at WELLS FARGO ADVISORS, LLC and EDWARD JONES. Ashli is registered with the state of Missouri, Texas and 51 other states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
SC
10/05/2015 - Present
LPL Financial LLC (FORT MILL SC)
MO
02/27/2012 - 05/21/2015
WELLS FARGO ADVISORS, LLC (FRONTENAC MO)
MO
03/07/2006 - 02/24/2012
EDWARD JONES (ST LOUIS MO)
MO
09/30/1998 - 02/02/2006
SECURIAN FINANCIAL SERVICES, INC. (ST. LOUIS MO)
IA
Issued 11/28/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/07/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/13/2006
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 03/21/2006
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/05/2004
Series 53 - Municipal Securities Principal Examination
BC
Issued 05/21/2002
Series 4 - Registered Options Principal Examination
BC
Issued 10/23/2000
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/18/2000
Series 7 - General Securities Representative Examination
BC
Issued 07/29/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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