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Ashley Marie Williams

Northwestern Mutual Investment Services, LLC

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About Ashley Marie Williams

Ashley Marie Williams is a registered representative with Northwestern Mutual Investment Services, LLC, working from their Nashville, TN branch office. Ashley is a registered representative with over 17 years of experience in the financial services industry, having started her career in 2005. Her registration history includes previous roles with MORGAN KEEGAN & COMPANY, INC. and SUNTRUST INVESTMENT SERVICES, INC.. Ashley holds a Series 66, Series 7, Series 10 and Series 9 license. Ashley is licensed in 51 states plus the District of Columbia. Ashley is an Investment Adviser Representative for the state of Tennessee.

Firm Information

Ashley Williams is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Ashley Williams’s Registration & Firm History

TN

07/19/2011 - Present

Northwestern Mutual Investment Services, LLC (NASHVILLE TN)

TN

10/11/2005 - 06/29/2011

MORGAN KEEGAN & COMPANY, INC. (NASHVILLE TN)

GA

03/01/2005 - 10/13/2005

SUNTRUST INVESTMENT SERVICES, INC. (ATLANTA GA)

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Licenses & Designations

BOTH

Issued 04/05/2006

Series 66 - Uniform Combined State Law Examination

BC

Issued 04/05/2010

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 12/07/2009

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/28/2005

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Ashley Marie Williams.
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