Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ashley? Claim Your ProfileAshley Wentworth Anastasoff is an active investment advisor representative with Merrill Lynch, Pierce, Fenner & Smith Inc., and has been in the industry for 10 years. Ashley has a Series 63, Series 66, Series 7, Series 9, Series 10, Series 24, Series 4, Series 51, Series 52TO, and Series 53. Ashley is registered to provide investment advice in 53 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
10/20/2021 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (NEW YORK NY)
ME
07/25/2017 - 06/17/2020
SECURITIES AMERICA, INC. (Scarborough ME)
ME
05/13/2016 - 08/01/2017
SIGNATOR INVESTORS, INC. (SCARBOROUGH ME)
ME
07/29/2013 - 05/13/2016
TRANSAMERICA FINANCIAL ADVISORS, INC (SCARBOROUGH ME)
BOTH
Issued 05/05/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/29/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 12/21/2021
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/11/2016
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 07/20/2015
Series 4 - Registered Options Principal Examination
BC
Issued 10/07/2014
Series 24 - General Securities Principal Examination
BC
Issued 11/12/2021
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/29/2013
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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