Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ashley? Claim Your ProfileAshley W. Caudle is a financial advisor with Kestra Advisory Services, LLC. Ashley is registered with the state of Texas. Ashley has been in the industry since September 2005. Ashley has worked for several firms in the past including Woodbury Financial Services, Inc. and BBVA Securities Inc. Ashley holds the Series 6, 7, 63, 66 and SIE licenses. Ashley provides financial planning, pension consulting, selection of other advisors, portfolio management for businesses and portfolio management for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
TX
08/22/2019 - Present
Kestra Advisory Services, LLC (AUSTIN TX)
TX
06/01/2016 - 08/26/2019
WOODBURY FINANCIAL SERVICES, INC. (MARSHALL TX)
TX
05/16/2013 - 05/20/2016
BBVA SECURITIES INC. (MARSHALL TX)
TX
02/11/2011 - 05/16/2013
BBVA COMPASS INVESTMENT SOLUTIONS, INC (MARSHALL TX)
TX
10/18/2007 - 01/19/2011
PRIMEVEST FINANCIAL SERVICES, INC. (HENDERSON TX)
TX
08/17/2005 - 10/23/2007
CHASE INVESTMENT SERVICES CORP. (MARSHALL TX)
BOTH
Issued 05/22/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/26/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/15/2009
Series 7 - General Securities Representative Examination
BC
Issued 08/16/2005
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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