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Ashley Shengqiao Tsoi

CTC, LLC

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About Ashley Shengqiao Tsoi

Ashley Shengqiao Tsoi is a registered representative with CTC, LLC. Ashley holds the Series 57TO and SIE licenses. Ashley's registration began on May 15, 2023. Ashley is located in Chicago, Illinois and is currently not registered to provide investment advisory services.

Firm Information

Ashley Tsoi is currently registered with CTC, LLC. CTC, LLC is a Limited Liability Company that was formed on January 2, 1998. The firm has been approved for SEC registration and has a history of 17 regulatory events.

Not reported

Assets Under Management

Not reported

Total Clients

193

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Ashley Tsoi’s Registration & Firm History

IL

05/15/2023 - Present

CTC, LLC (CHICAGO IL)

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Licenses & Designations

BC

Issued 05/15/2023

SIE - Securities Industry Essentials Examination

BC

Issued 05/15/2023

Series 57TO - Securities Trader Exam

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

N

NYSE American LLC

N

NYSE Arca, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

Disclosures

There are no public disclosures for Ashley Shengqiao Tsoi.
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