Unclaimed
Ashley Rosenthal Pappas is a financial professional with experience in the investment banking industry. Ashley is currently registered with Gulfstar Group I, Ltd. Ashley has experience in investment banking, and holds the Series 79TO, Series 63, and SIE exams. Ashley has been in the industry since 2019.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
05/03/2023 - Present
Gulfstar Group I, Ltd. (HOUSTON TX)
TX
08/19/2019 - 04/02/2023
J.P. MORGAN SECURITIES LLC (HOUSTON TX)
BC
Issued 08/23/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/19/2019
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 08/12/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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