Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ashley? Claim Your ProfileAshley Lind is a registered representative with Haitong International Securities (usa) Inc. Ashley is a securities professional with experience in the financial services industry. Ashley holds the Series 63, Series 7, Series 99 and SIE licenses. Ashley is currently registered with the state of New York. Ashley has been a registered representative since 2016. Ashley is a highly experienced and qualified financial professional.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
10/17/2018 - Present
Haitong International Securities (usa) Inc. (NEW YORK NY)
NY
04/02/2018 - 12/20/2022
HAITONG SECURITIES USA LLC (NEW YORK NY)
NY
03/14/2016 - 11/29/2016
OPPENHEIMER & CO. INC. (NEW YORK NY)
BC
Issued 05/23/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/27/2018
Series 99 - Operations Professional Examination
BC
Issued 03/14/2016
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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