Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ashley? Claim Your ProfileAshley Potts is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. located in Austin, TX. Ashley has been in the financial industry since 2010. Ashley previously worked with PFS Investments Inc., Northern Lights Distributors, LLC, Raymond James & Associates, Inc., and Riverstone Wealth Management, Inc. Ashley holds the Series 7, Series 66, and SIE licenses. Ashley is registered to provide investment advice in Arkansas, Colorado, Florida, Louisiana, New Mexico, Oklahoma, and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
07/14/2023 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (AUSTIN TX)
TX
03/21/2022 - 07/06/2023
PFS INVESTMENTS INC. (AUSTIN TX)
NE
02/28/2020 - 12/16/2020
NORTHERN LIGHTS DISTRIBUTORS, LLC (ELKHORN NE)
TX
06/14/2013 - 10/10/2018
RAYMOND JAMES & ASSOCIATES, INC. (AUSTIN TX)
TX
02/19/2010 - 06/12/2013
RIVERSTONE WEALTH MANAGEMENT, INC. (AUSTIN TX)
BOTH
Issued 10/01/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/17/2010
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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