Unclaimed
Ashley Rae Cuttitta is a financial professional with over 5 years of experience in the financial services industry. Ashley has held positions at several firms, including KPMG Corporate Finance LLC, SunTrust Robinson Humphrey, Inc., and Citizens Capital Markets. Ashley is currently registered with Capital One Securities, Inc. in Chicago, Illinois. Ashley holds a Series 63, SIE, Series 82 and Series 79 license. Ashley is registered in 11 states, including California, Connecticut, Florida, Illinois, Louisiana, Maryland, Massachusetts, New York, Pennsylvania, Texas, and Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IL
01/22/2020 - Present
Capital ONE Securities, Inc. (Chicago IL)
IL
12/21/2018 - 05/02/2019
CITIZENS CAPITAL MARKETS (CHICAGO IL)
IL
05/01/2017 - 05/21/2018
KPMG CORPORATE FINANCE LLC (CHICAGO IL)
IL
03/18/2014 - 04/07/2017
SUNTRUST ROBINSON HUMPHREY, INC. (CHICAGO IL)
BC
Issued 06/09/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/21/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/30/2017
Series 82 - Limited Representative-Private Securities Offerings
BC
Issued 03/18/2014
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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