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Ashley Rae Cuttitta

Capital ONE Securities, Inc.

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About Ashley Rae Cuttitta

Ashley Rae Cuttitta is a financial professional with over 5 years of experience in the financial services industry. Ashley has held positions at several firms, including KPMG Corporate Finance LLC, SunTrust Robinson Humphrey, Inc., and Citizens Capital Markets. Ashley is currently registered with Capital One Securities, Inc. in Chicago, Illinois. Ashley holds a Series 63, SIE, Series 82 and Series 79 license. Ashley is registered in 11 states, including California, Connecticut, Florida, Illinois, Louisiana, Maryland, Massachusetts, New York, Pennsylvania, Texas, and Virginia.

Firm Information

Ashley Cuttitta is currently registered with Capital ONE Securities, Inc.. Capital ONE Securities, Inc. is a Corporation formed in April 2000 and approved in multiple states, including California, Connecticut, Florida, Illinois, Louisiana, Maryland, Massachusetts, New York, Pennsylvania, Texas, and Virginia. They are also registered with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

103

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Ashley Cuttitta’s Registration & Firm History

IL

01/22/2020 - Present

Capital ONE Securities, Inc. (Chicago IL)

IL

12/21/2018 - 05/02/2019

CITIZENS CAPITAL MARKETS (CHICAGO IL)

IL

05/01/2017 - 05/21/2018

KPMG CORPORATE FINANCE LLC (CHICAGO IL)

IL

03/18/2014 - 04/07/2017

SUNTRUST ROBINSON HUMPHREY, INC. (CHICAGO IL)

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Licenses & Designations

BC

Issued 06/09/2014

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/21/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/30/2017

Series 82 - Limited Representative-Private Securities Offerings

BC

Issued 03/18/2014

Series 79 - Investment Banking Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Ashley Rae Cuttitta.
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