Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ashley? Claim Your ProfileAshley Patrice Miller is a financial advisor based in Dallas, Texas. Ashley has been in the industry since 2015 and is currently registered with Cetera Advisors LLC, Cetera Financial Specialists LLC, Cetera Advisor Networks LLC, Cetera Investment Services LLC, and Avantax Investment Services, Inc. Ashley holds the Series 63, Series 7, and Series 99 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
08/21/2024 - Present
Cetera Advisors LLC (DALLAS TX)
TX
06/08/2020 - 07/22/2020
USAA INVESTMENT SERVICES COMPANY (ADDISON TX)
TX
09/12/2019 - 06/08/2020
USAA FINANCIAL ADVISORS, INC. (ADDISON TX)
TX
11/29/2017 - 02/25/2019
CHARLES SCHWAB & CO., INC. (Fort Worth TX)
TX
08/28/2015 - 10/31/2017
FIDELITY BROKERAGE SERVICES LLC (WESTLAKE TX)
TX
01/16/2014 - 08/05/2015
FIRST COMMAND FINANCIAL PLANNING, INC. (FORT WORTH TX)
BC
Issued 10/05/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/28/2015
Series 7 - General Securities Representative Examination
BC
Issued 01/16/2014
Series 99 - Operations Professional Examination
Active
Inactive
F
FINRA
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