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Ashley P Szporka

Evercore Group LLC

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About Ashley P Szporka

Ashley Szporka is a financial advisor with Evercore Group LLC, where she has been registered since January 10, 2022. Ashley is a Series 7, 24, 63, 66, 79, and SIE licensed professional with more than 15 years of experience in the industry. She is registered to provide investment advice in 37 states. Before joining Evercore Group, Ashley was employed by J.P. Morgan Securities LLC, Piper Jaffray & Co., BlackRock Investments, LLC, and FAM Distributors, Inc.

Firm Information

Ashley Szporka is currently registered with Evercore Group LLC. Evercore Group LLC is a Limited Liability Company formed in April 2006. The firm is registered with the SEC and in 37 states.

Not reported

Assets Under Management

Not reported

Total Clients

805

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Ashley Szporka’s Registration & Firm History

NY

01/10/2022 - Present

Evercore Group LLC (NEW YORK NY)

NY

12/02/2013 - 01/08/2022

J.P. MORGAN SECURITIES LLC (NEW YORK NY)

NY

08/05/2011 - 11/25/2013

PIPER JAFFRAY & CO. (NEW YORK NY)

NY

09/29/2006 - 07/01/2009

BLACKROCK INVESTMENTS, LLC (NEW YORK NY)

NY

09/09/2004 - 09/29/2006

FAM DISTRIBUTORS, INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 08/08/2011

Series 63 - Uniform Securities Agent State Law Examination

BOTH

Issued 10/21/2004

Series 66 - Uniform Combined State Law Examination

BC

Issued 05/11/2022

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/04/2011

Series 79 - Investment Banking Registered Representative Examination

BC

Issued 09/03/2004

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Ashley P Szporka.
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