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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ashley? Claim Your ProfileAshley Staley is an investment advisor representative who has been in the industry since 2010. Ashley has a Series 6, 7, 63, and 65 licenses and a Series 9 and 10 principal licenses. She is currently registered with Fidelity Personal AND Workplace Advisors in Massachusetts, California and Texas and previously worked with Fidelity Brokerage Services LLC, Morgan Stanley and Chase Investment Services Corp. Ashley is specialized in providing financial planning, educational seminars and selection of other advisors. Ashley Staley works for Fidelity Personal AND Workplace Advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
MA
12/06/2018 - Present
Fidelity Personal AND Workplace Advisors (BOSTON MA)
CA
11/14/2013 - 06/26/2015
FIDELITY BROKERAGE SERVICES LLC (BERKELEY CA)
CA
04/01/2013 - 06/19/2013
MORGAN STANLEY (SAN RAFAEL CA)
CA
03/19/2010 - 03/05/2012
CHASE INVESTMENT SERVICES CORP. (LIVERMORE CA)
IA
Issued 04/26/2013
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/08/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/29/2021
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/08/2021
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/29/2013
Series 7 - General Securities Representative Examination
BC
Issued 03/18/2010
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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