Unclaimed
Ashley Nicole Serrano is a financial professional with over 9 years of experience in the industry. Ashley Serrano is currently registered with Allstate Financial Services, LLC in California and holds the Series 6, 26, 51 and 63 licenses. Ashley Nicole Serrano has also passed the SIE exam. Ashley Serrano’s primary office location is 7400 Redwood Blvd Ste 102 in Novato, CA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CA
10/01/2013 - Present
Allstate Financial Services, LLC (Novato CA)
BC
Issued 10/21/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/23/2013
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 11/21/2013
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/30/2013
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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