Unclaimed
Ashley Felts is a financial professional with over 10 years of experience in the financial services industry. Ashley holds a Series 7, Series 66, and Series SIE licenses and is registered with the state of Kentucky and Ohio. Ashley is currently associated with Fifth Third Securities, Inc. in Louisville, KY. Ashley also has previous experience with Merrill Lynch, Pierce, Fenner & Smith Incorporated and Morgan Stanley Smith Barney.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Sponsor wrap fee program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
KY
07/14/2020 - Present
Fifth Third Securities, Inc. (LOUISVILLE KY)
KY
08/09/2012 - 11/04/2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (LOUISVILLE KY)
KY
12/02/2011 - 07/13/2012
MORGAN STANLEY SMITH BARNEY (LOUISVILLE KY)
BOTH
Issued 12/29/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/1/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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