Unclaimed
Ashley Nicole Bailey is a financial professional with experience in the industry since September 11, 2017. Currently, Ashley is registered with Etoro USA Securities Inc. in New Jersey and North Carolina. Ashley has experience with Ally Invest Securities LLC and Vanguard Marketing Corporation, and previously worked with MUFG Securities Americas Inc.. Ashley is also a Series 63, Series 4, Series 24, SIE and Series 7 licensed professional.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NJ
02/17/2022 - Present
Etoro USA Securities Inc. (Hoboken NJ)
NY
04/23/2021 - 02/15/2022
MUFG SECURITIES AMERICAS INC. (NEW YORK NY)
NC
06/14/2018 - 04/20/2021
ALLY INVEST SECURITIES LLC (Charlotte NC)
NC
07/20/2017 - 04/23/2018
VANGUARD MARKETING CORPORATION (CHARLOTTE NC)
BC
Issued 06/15/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/31/2020
Series 4 - Registered Options Principal Examination
BC
Issued 04/12/2019
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/20/2017
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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