Unclaimed
Ashley Nell Hules is a financial advisor currently registered with LPL Financial LLC. Ashley Nell Hules has been in the financial industry since December 2014. Ashley Nell Hules has been registered with LPL Financial LLC since March 2018. Previously, Ashley Nell Hules was registered with Pruco Securities, LLC. and Sagepoint Financial, Inc. Ashley Nell Hules is licensed to provide investment advice in the following states: Delaware, Florida, Illinois, New Jersey, New York, North Carolina, Oregon, Pennsylvania, Washington, and Wisconsin.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
PA
03/12/2018 - Present
LPL Financial LLC (DUNMORE PA)
PA
03/10/2016 - 03/23/2018
PRUCO SECURITIES, LLC. (LANCASTER PA)
PA
10/22/2014 - 01/09/2016
SAGEPOINT FINANCIAL, INC. (KINGSTON PA)
BOTH
Issued 01/17/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/30/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/14/2016
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/06/2017
Series 7 - General Securities Representative Examination
BC
Issued 10/22/2014
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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