Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ashley? Claim Your ProfileAshley Zummo is a financial professional registered with Ares Management Capital Markets LLC. Ashley has been active in the financial services industry since August 2018 and is licensed to conduct business in all 50 states. Ashley holds a Series 7 General Securities Representative license, Series 63 Uniform Securities Agent State Law Examination and the Securities Industry Essentials Examination.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
08/15/2018 - Present
Ares Management Capital Markets LLC (NEW YORK NY)
BC
Issued 10/09/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/15/2018
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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