Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ashley? Claim Your ProfileAshley Morgan Jones is a financial advisor with Raymond James & Associates, Inc. based in Houston, TX. Ashley has over 13 years of experience in the financial services industry. Ashley is licensed to provide investment advice and products in Arizona, Louisiana, Oklahoma, and Texas. Ashley holds several industry certifications including Series 7, 50, 52, 53, 54, 63, and 79. Ashley has a strong background in investment banking and municipal securities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
01/02/2013 - Present
Raymond James & Associates, Inc. (Houston TX)
NY
12/20/2010 - 01/02/2013
MORGAN KEEGAN & COMPANY, INC. (NEW YORK NY)
NY
05/30/2007 - 09/24/2007
MERIDIAN EQUITY PARTNERS, INC. (NEW YORK NY)
BC
Issued 01/31/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/28/2024
Series 53 - Municipal Securities Principal Examination
BC
Issued 05/14/2019
Series 54 - Municipal Advisor Principal Qualification Examination
BC
Issued 07/23/2024
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/05/2016
Series 50 - Municipal Advisor Representative Qualification Exam
BC
Issued 01/13/2012
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 12/17/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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