Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ashley? Claim Your ProfileAshley Marie Stone is a registered representative with Wells Fargo Clearing Services, LLC. Ashley has been in the financial services industry since July 11, 2019. She has worked for both Wells Fargo Advisors and LPL Financial LLC, holding various roles. Ashley has earned the Series 7TO, Series 99TO, Series 66, Series 9, and Series 10 licenses. Ashley is licensed in California, and is currently active in both broker-dealer and investment advisor roles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
06/03/2024 - Present
Wells Fargo Clearing Services, LLC (Fresno CA)
SC
03/26/2024 - 05/21/2024
LPL FINANCIAL LLC (FORT MILL SC)
CA
06/24/2019 - 03/19/2024
WELLS FARGO CLEARING SERVICES, LLC (FRESNO CA)
BOTH
Issued 01/13/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/24/2022
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/02/2022
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 03/26/2024
Series 99TO - Operations Professional Examination
BC
Issued 06/24/2019
Series 7TO - General Securities Representative Examination
BC
Issued 03/16/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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