Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ashley? Claim Your ProfileAshley Setter is a financial professional with Northern Trust Securities, Inc., and has been in the industry since February 10, 2023. Ashley is registered with the Financial Industry Regulatory Authority (FINRA) and holds Series 7TO, Series 66 and SIE licenses. Ashley's previous experience includes a role at J.P. Morgan Securities LLC. Ashley is registered to provide investment advice in 53 states and jurisdictions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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FL
01/08/2024 - Present
Northern Trust Securities, Inc. (NAPLES FL)
MI
08/19/2022 - 07/15/2023
J.P. MORGAN SECURITIES LLC (Birmingham MI)
BOTH
Issued 10/01/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/19/2022
Series 7TO - General Securities Representative Examination
BC
Issued 02/17/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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