Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ashley? Claim Your ProfileAshley Hardeman is a financial professional with Wells Fargo Clearing Services, LLC. Ashley has been in the industry since September 2022 and holds a Series 63 and Series 66 license. Ashley specializes in working with individual and business clients. Ashley works out of the Marietta, GA branch of Wells Fargo Clearing Services, LLC, which is also a branch office location for Wells Fargo Bank, NA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
GA
02/13/2023 - Present
Wells Fargo Clearing Services, LLC (MARIETTA GA)
BOTH
Issued 02/09/2023
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/15/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/18/2023
Series 7TO - General Securities Representative Examination
BC
Issued 09/06/2022
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 08/10/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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