Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ashley? Claim Your ProfileAshley Lynn Tester is a financial advisor with Cetera Investment Advisers LLC. Ashley has been in the industry since 2007. Ashley is registered with the state of California as an investment advisor representative and a broker. Ashley has worked at a number of firms, including Morgan Stanley, Wells Fargo Advisors, LLC, and Susquehanna Financial Group, LLLP. Ashley holds Series 63, Series 65, Series 7 and Series 24 securities licenses. Ashley has a wide range of experience in the financial services industry, including providing financial planning, portfolio management, and pension consulting services. Ashley serves a variety of clients, including individuals, businesses, and pension plans. Ashley has a strong commitment to providing clients with the highest level of service and helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CA
12/09/2021 - Present
Cetera Investment Advisers LLC (SAN DIEGO CA)
CA
12/08/2021 - 09/08/2022
FIRST ALLIED SECURITIES, INC. (SAN DIEGO CA)
PA
09/27/2013 - 12/17/2021
MORGAN STANLEY (Philadelphia PA)
PA
05/13/2008 - 09/23/2013
WELLS FARGO ADVISORS, LLC (PHILADELPHIA PA)
PA
06/11/2007 - 12/21/2007
SUSQUEHANNA FINANCIAL GROUP, LLLP (BALA CYNWYD PA)
NJ
02/02/2007 - 06/14/2007
CITIGROUP GLOBAL MARKETS INC. (MT. LAUREL NJ)
IA
Issued 3/28/2011
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 6/4/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 6/7/2023
Series 24 - General Securities Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 2/1/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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