Unclaimed
Ashley Lynn Nawrocki is a financial advisor with Vanguard Marketing Corp. Ashley has been in the financial services industry since February 23, 2006. Ashley is registered with the Financial Industry Regulatory Authority (FINRA) and is licensed to sell securities in 53 states. Ashley has a Series 6, Series 7, and Series 63 license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
PA
02/23/2006 - Present
Vanguard Marketing Corp. (MALVERN PA)
BC
Issued 04/24/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/15/2012
Series 7 - General Securities Representative Examination
BC
Issued 02/22/2006
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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