Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ashley? Claim Your ProfileAshley Farrar is a financial professional with over 27 years of experience in the industry. Ashley has worked with a variety of firms including UBS Securities LLC, Morgan Stanley & Co., Incorporated, and Santander Investment Securities Inc. Ashley is currently registered with BTG Pactual US Capital, LLC and holds Series 7, 24, 63, 79TO and SIE licenses. Ashley's expertise spans a range of financial services, including investment banking.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
01/07/2010 - Present
BTG Pactual US Capital, LLC (NEW YORK NY)
CT
07/15/2003 - 10/07/2009
UBS SECURITIES LLC (STAMFORD CT)
NY
05/21/1999 - 07/16/2003
MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)
NY
03/17/1999 - 05/12/1999
SANTANDER INVESTMENT SECURITIES INC. (NEW YORK NY)
NY
05/31/1994 - 03/10/1998
ING BARING (U.S.) SECURITIES, INC. (NEW YORK NY)
BC
Issued 06/17/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/31/2022
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/31/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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