Unclaimed
Ashley Larue Haslam is a registered representative with Northwestern Mutual Investment Services, LLC, and has been in the industry since May 2013. Ashley has a Series 6, 7, and 63 license as well as the Securities Industry Essentials Examination (SIE). Ashley is licensed in Utah and is based in Salt Lake City.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
UT
05/23/2013 - Present
Northwestern Mutual Investment Services, LLC (SALT LAKE CTY UT)
BC
Issued 06/05/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/30/2017
Series 7 - General Securities Representative Examination
BC
Issued 05/22/2013
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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