Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ashley? Claim Your ProfileAshley Lara is a registered representative with Rosenblatt Securities Inc. Ashley has been in the financial industry since 2019. Ashley is registered in New York and has passed several industry exams including Series 63, Series 57TO, Series 7TO, SIE and Series 19. Ashley holds a current registration with FINRA and is approved to operate under a broker-dealer scope.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
08/22/2019 - Present
Rosenblatt Securities Inc. (NEW YORK NY)
BC
Issued 09/24/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/15/2021
Series 57TO - Securities Trader Exam
BC
Issued 08/11/2020
Series 7TO - General Securities Representative Examination
BC
Issued 11/25/2019
SIE - Securities Industry Essentials Examination
BC
Issued 09/26/2019
Series 19 - NYSE Floor Clerk - Equities Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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