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Ashley Kay marie Roddy

Fidelity Brokerage Services LLC

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About Ashley Kay marie Roddy

Ashley Roddy is a registered representative with Fidelity Brokerage Services LLC. Ashley has been in the securities industry since January 14, 2016 and is licensed in 53 states. Ashley is Series 7 and Series 63 licensed.

Firm Information

Ashley Roddy is currently registered with Fidelity Brokerage Services LLC. Fidelity Brokerage Services LLC is a Limited Liability Company formed on June 8, 2000. The firm is registered in 53 states and is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

6,116

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Ashley Roddy’s Registration & Firm History

CO

01/15/2016 - Present

Fidelity Brokerage Services LLC (GREENWOOD VILLAGE CO)

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Licenses & Designations

BC

Issued 11/23/2015

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/01/2015

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

New York Stock Exchange

Disclosures

There is public disclosure for Ashley Kay marie Roddy. Review regulatory record here.
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