Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ashley? Claim Your ProfileAshley Katie Ting is a financial advisor who has been in the industry since March 2020. Ashley is currently registered with Empower Advisory Group, LLC, and has been registered with them since May 2024. Ashley has been a registered representative in 46 states and has passed the Series 66, Series 7 and SIE exams. Ashley previously worked at GWN Securities, Inc. and Equitable Advisors, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CA
05/08/2024 - Present
Empower Advisory Group, LLC (LA PUENTE CA)
CA
06/21/2021 - 04/30/2024
GWN SECURITIES INC. (PASADENA CA)
CA
03/11/2020 - 06/23/2021
EQUITABLE ADVISORS, LLC (LOS ANGELES CA)
BOTH
Issued 05/04/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/11/2020
Series 7TO - General Securities Representative Examination
BC
Issued 11/08/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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