Unclaimed
Ashley Taylor has been in the financial services industry since 2007. Ashley is currently registered with Empower Financial Services, Inc. and has been with the firm since 2021. Prior to that, Ashley was a registered representative with GWFS Equities, Inc. from 2015 to 2020. Ashley is registered in 52 states and has passed the Series 6, 7, and SIE exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CO
04/26/2021 - Present
Empower Financial Services, Inc. (GREENWOOD VILLAGE CO)
MA
01/02/2015 - 07/21/2020
GWFS EQUITIES, INC. (Boston MA)
MA
09/09/2010 - 01/02/2015
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP (ANDOVER MA)
MA
09/04/2007 - 08/03/2009
FIDELITY BROKERAGE SERVICES LLC (MARLBOROUGH MA)
MA
03/04/2005 - 08/30/2007
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (MARLBOROUGH MA)
BC
Issued 03/29/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/18/2010
Series 7 - General Securities Representative Examination
BC
Issued 03/03/2005
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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