Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ashley? Claim Your ProfileAshley Van der waag is a financial professional with over 20 years of experience in the industry. Ashley is currently registered with Harris Williams in Richmond, Virginia. Ashley has also held previous positions at CREDIT SUISSE SECURITIES (USA) LLC and DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION. Ashley is licensed to sell securities in Arkansas, Texas, and Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
VA
10/26/2018 - Present
Harris Williams (RICHMOND VA)
NY
12/18/2000 - 08/31/2018
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
NJ
10/06/2000 - 12/18/2000
DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)
BC
Issued 09/06/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 02/27/2019
Series 24 - General Securities Principal Examination
BC
Issued 08/31/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/05/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Ashley Van der waag is the right advisor for you? Invested Better is here to help.
