Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ashley? Claim Your ProfileAshley Breheney is a financial advisor who has been working in the industry since 2001. Ashley is currently registered with Oppenheimer & Co. Inc., a firm that manages between $1 billion and $10 billion in assets. She has previously worked with CIBC World Markets Corp., UBS Securities LLC and UBS PaineWebber Inc. Ashley holds a Series 7, Series 55, Series 57TO and SIE license. She is also registered with the states of California, Colorado, Connecticut, Florida, Georgia, Kansas, Massachusetts, New Jersey, New York and Pennsylvania. She provides a variety of services to clients, including financial planning, pension consulting, portfolio management, and selection of other advisors. Ashley specializes in serving individuals, businesses, investment companies, pension and profit-sharing plans, and pooled investment vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
FL
01/14/2008 - Present
Oppenheimer & Co. Inc. (BOCA RATON FL)
NY
02/24/2006 - 01/14/2008
CIBC WORLD MARKETS CORP. (NEW YORK NY)
NY
03/12/2001 - 08/25/2005
UBS SECURITIES LLC (NEW YORK NY)
NJ
11/13/2000 - 03/12/2001
UBS PAINEWEBBER INC. (WEEHAWKEN NJ)
BC
Issued 03/15/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/12/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 08/04/2000
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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