Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ashley? Claim Your ProfileAshley Ellis is a financial professional with over 6 years of experience in the industry. Ashley is currently registered with Truist Securities, Inc. and has a Series 63, SIE and Series 79 license. Prior to joining Truist, Ashley held positions at Barclays Capital Inc. and Macquarie Capital (USA) Inc. Ashley is registered in 52 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
TX
05/08/2017 - Present
Truist Securities, Inc. (HOUSTON TX)
TX
07/21/2014 - 02/10/2017
BARCLAYS CAPITAL INC. (HOUSTON TX)
TX
08/30/2011 - 06/26/2014
MACQUARIE CAPITAL (USA) INC. (HOUSTON TX)
BC
Issued 08/31/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/29/2011
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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