Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ashley? Claim Your ProfileAshley Elizabeth Vida is a financial advisor currently registered with Smbc Nikko Securities America, Inc. based in NEW YORK, NY. Ashley has been in the financial industry since 2009. Ashley has a strong background in financial services, having previously worked with firms such as BNP PARIBAS SECURITIES CORP. and J.P. MORGAN SECURITIES LLC. Ashley holds Series 63, SIE and Series 7 licenses and is registered in over 50 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
04/03/2024 - Present
Smbc Nikko Securities America, Inc. (NEW YORK NY)
NY
06/14/2018 - 07/13/2023
BNP PARIBAS SECURITIES CORP. (NEW YORK NY)
NY
09/21/2016 - 02/16/2018
OTR GLOBAL TRADING LLC (PURCHASE NY)
NY
10/01/2008 - 07/21/2014
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
NY
06/02/2008 - 10/01/2008
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
NY
10/04/2006 - 06/02/2008
BEAR, STEARNS & CO. INC. (NEW YORK NY)
BC
Issued 01/21/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/03/2006
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
N
NYSE Arca, Inc.
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