Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ashley? Claim Your ProfileAshley Elizabeth Montgomery is a registered representative with Scotia Capital (usa) Inc. Ashley has been in the securities industry since September 27, 2017, and is registered in 52 states. Ashley holds the Series 63, Series 7, Series 79 and SIE licenses. Ashley was previously registered with Academy Securities, Inc. and Barclays Capital Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
11/09/2021 - Present
Scotia Capital (usa) Inc. (NEW YORK NY)
NY
08/13/2020 - 10/14/2021
ACADEMY SECURITIES, INC. (NEW YORK NY)
NY
08/07/2017 - 07/16/2020
BARCLAYS CAPITAL INC. (NEW YORK NY)
BC
Issued 08/10/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/13/2017
Series 7 - General Securities Representative Examination
BC
Issued 08/07/2017
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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