Unclaimed
Ashley Elizabeth Karnes is a securities professional with a focus on providing investment advice to individuals and institutions. Ashley is registered with FINRA and holds Series 7TO, SIE, and Series 63 licenses. She is currently affiliated with Vanguard Marketing Corp., a firm committed to providing clients with personalized financial solutions. Ashley's expertise in the financial industry and her dedication to client satisfaction make her a valuable resource for those seeking expert guidance on their investment journey.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
AZ
07/10/2023 - Present
Vanguard Marketing Corp. (SCOTTSDALE AZ)
BC
Issued 07/24/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/10/2023
Series 7TO - General Securities Representative Examination
BC
Issued 05/22/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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