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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ashley? Claim Your ProfileAshley Gardner is a financial advisor at Merrill Lynch, Pierce, Fenner & Smith Inc. Ashley has been in the financial services industry since 2012 and has a broad range of experience in financial planning, investment management, and retirement planning. Ashley has worked with a variety of clients, including individuals, families, businesses, and retirement plans. Ashley is committed to providing her clients with personalized financial advice and guidance to help them achieve their financial goals. Ashley has a Series 7, 9, 10, 63, and 65 license and is registered to sell securities in all 50 states. Ashley is also a registered investment advisor in Texas and Washington.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
WA
12/03/2018 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (BELLEVUE WA)
WA
02/20/2015 - 03/13/2018
WELLS FARGO CLEARING SERVICES, LLC (SEATTLE WA)
WA
04/16/2014 - 02/19/2015
MORGAN STANLEY (SEATTLE WA)
WA
07/03/2013 - 03/17/2014
CETERA INVESTMENT SERVICES LLC (SEATTLE WA)
WA
10/31/2011 - 07/01/2013
D.A. DAVIDSON & CO. (BELLEVUE WA)
IA
Issued 3/1/2014
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 6/16/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 4/23/2015
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 3/21/2015
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/28/2011
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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