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Ashley E Sullivan

Osaic Wealth, Inc.

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About Ashley E Sullivan

Ashley Sullivan is a financial professional with over 15 years of experience in the industry. Ashley currently holds a Series 7, Series 66, and SIE license and is registered with Osaic Wealth, Inc. Ashley has worked with a variety of clients including high-net-worth individuals, individuals other than high-net-worth, corporations, and pension and profit-sharing plans. Ashley is passionate about helping clients reach their financial goals and provides a range of financial planning and advisory services.

Firm Information

Ashley Sullivan is currently registered with Osaic Wealth, Inc.. Osaic Wealth, Inc. is a corporation headquartered in Scottsdale, AZ. The firm has been approved and operates as an investment advisor, offering financial planning, pension consulting, and educational seminars. Osaic Wealth, Inc. manages assets for individuals, businesses, and charitable organizations, and participates in wrap fee programs.
Osaic Wealth, Inc.

18700 N. HAYDEN ROAD

SCOTTSDALE, AZ 85255

$94.56B

Assets Under Management

39,691

Total Clients

8,460

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Ashley Sullivan’s Registration & Firm History

NY

06/14/2024 - Present

Osaic Wealth, Inc. (Victor NY)

NY

09/27/2023 - 06/14/2024

SECURITIES AMERICA, INC. (Victor NY)

CA

01/22/2013 - 07/20/2022

CHARLES SCHWAB & CO., INC. (San Diego CA)

CA

08/25/2009 - 01/04/2013

FIDELITY BROKERAGE SERVICES LLC (SAN DIEGO CA)

TX

09/10/2007 - 05/13/2009

UBS FINANCIAL SERVICES INC. (ADDISON TX)

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Licenses & Designations

BOTH

Issued 09/24/2007

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/06/2007

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Ashley E Sullivan.
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