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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ashley? Claim Your ProfileAshley Pedersen is a financial advisor with Avantax Advisory Services. Ashley has been in the financial services industry since 2008 and has experience working with various firms like Independent Financial Group, LLC, Chalice Capital Partners, LLC, LPL Financial LLC, First Allied Securities, Inc. and more. Ashley is currently registered in Texas and New Jersey and holds the Series 7, 66 and SIE licenses. Ashley helps clients with financial planning, retirement planning, risk analysis, tax planning and legacy planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Solicitor referral services to third-party investment managers; participant enrollment meetings
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitor fees
1
2
TX
03/23/2023 - Present
Avantax Advisory Services (Roanoke TX)
NJ
10/04/2021 - 03/22/2023
INDEPENDENT FINANCIAL GROUP, LLC (Liberty Corner NJ)
CA
08/03/2018 - 10/01/2019
CHALICE CAPITAL PARTNERS, LLC (SAN DIEGO CA)
CA
11/02/2010 - 08/22/2016
LPL FINANCIAL LLC (SAN DIEGO CA)
CA
02/05/2008 - 11/04/2008
FIRST ALLIED SECURITIES, INC. (SAN DIEGO CA)
CA
02/22/2007 - 01/22/2008
DUNHAM AND ASSOCIATES INVESTMENT COUNSEL, INC. (SAN DIEGO CA)
AZ
08/02/2005 - 02/16/2007
ING FUNDS DISTRIBUTOR, LLC (SCOTTSDALE AZ)
NY
03/21/2005 - 07/27/2005
MORGAN STANLEY DW INC. (PURCHASE NY)
NJ
10/23/2001 - 04/22/2004
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
BOTH
Issued 12/21/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/22/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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