Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ashley? Claim Your ProfileAshley E. Kennedy is a financial advisor with Northwestern Mutual Investment Services, LLC based in Wilmington, DE. Ashley has been in the financial services industry since 2009. Ashley is licensed to provide securities advice in 16 states. Ashley has passed the Series 7, Series 9, and Series 63 exams. Ashley has been associated with Northwestern Mutual Investment Services, LLC since 2016. Previously, Ashley worked at SANFORD C. BERNSTEIN & CO., LLC. Ashley holds a license to provide securities advice and is licensed to manage investments in Delaware and New Jersey. Ashley is registered as a securities broker with FINRA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
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DE
05/06/2016 - Present
Northwestern Mutual Investment Services, LLC (Wilmington DE)
PA
10/12/2009 - 04/12/2016
SANFORD C. BERNSTEIN & CO., LLC (PHILADELPHIA PA)
BC
Issued 12/14/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/26/2014
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/09/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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