Unclaimed
Ashley Ames is a financial professional with over 8 years of experience in the securities industry. Ashley is currently registered with M&T Securities, Inc. Ashley has a strong background in financial planning and investment management. Ashley holds Series 7, 24, and 27 licenses and the SIE exam. Ashley's previous experience includes working at M&T SECURITIES, INC. in Baltimore, Maryland.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
06/29/2023 - Present
M&T Securities, Inc. (BUFFALO NY)
MD
11/26/2014 - 09/11/2017
M&T SECURITIES, INC. (BALTIMORE MD)
BC
Issued 06/29/2023
Series 27 - Financial and Operations Principal Examination
BC
Issued 12/21/2015
Series 24 - General Securities Principal Examination
BC
Issued 05/27/2022
SIE - Securities Industry Essentials Examination
BC
Issued 09/26/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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