Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ashley? Claim Your ProfileAshley Cosgrove is a registered representative with Apex Clearing Corp. Ashley has passed the General Securities Representative Examination, the Operations Professional Examination, and the Securities Industry Essentials Examination. Ashley is a recent addition to the industry, with 2023 being their first year in the business. Ashley is currently registered in 21 approved SRO jurisdictions and 1 approved FINRA jurisdiction. Ashley is not currently registered in any states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
TX
07/21/2023 - Present
Apex Clearing Corp. (DALLAS TX)
BC
Issued 03/20/2024
Series 7TO - General Securities Representative Examination
BC
Issued 07/21/2023
Series 99TO - Operations Professional Examination
BC
Issued 12/13/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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