Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ashley? Claim Your ProfileAshley Cole is an investment advisor representative with Charles Schwab & CO., Inc. based in Tucson, AZ. Ashley has been working in the securities industry since 2009 and has experience with both broker-dealer and investment advisor firms. Ashley's background includes a strong focus on financial planning and wealth management. Ashley holds both Series 66 and Series 65 licenses and has extensive experience in providing financial advice to individuals and families. In addition to her role with Charles Schwab, Ashley also runs a private chef business.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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2
AZ
03/21/2023 - Present
Charles Schwab & CO., Inc. (Tucson AZ)
AZ
01/18/2023 - 03/29/2023
LPL FINANCIAL LLC (TUCSON AZ)
MA
05/07/2009 - 07/17/2013
WELLS FARGO ADVISORS, LLC (BOSTON MA)
IA
Issued 09/17/2022
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/22/2022
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 07/03/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/12/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/12/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/17/2023
Series 7TO - General Securities Representative Examination
BC
Issued 11/23/2021
SIE - Securities Industry Essentials Examination
BC
Issued 05/06/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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